J Genomics 2015; 3:1-19. doi:10.7150/jgen.10404 This volume


Mechanisms of X Chromosome Dosage Compensation

Sevinç Ercan Corresponding address

Department of Biology, Center for Genomics and Systems Biology, New York University, New York, NY 10003, USA.

This is an open access article distributed under the terms of the Creative Commons Attribution (CC BY-NC) License. See http://ivyspring.com/terms for full terms and conditions.
Ercan S. Mechanisms of X Chromosome Dosage Compensation. J Genomics 2015; 3:1-19. doi:10.7150/jgen.10404. Available from https://www.jgenomics.com/v03p0001.htm

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In many animals, males have one X and females have two X chromosomes. The difference in X chromosome dosage between the two sexes is compensated by mechanisms that regulate X chromosome transcription. Recent advances in genomic techniques have provided new insights into the molecular mechanisms of X chromosome dosage compensation. In this review, I summarize our current understanding of dosage imbalance in general, and then review the molecular mechanisms of X chromosome dosage compensation with an emphasis on the parallels and differences between the three well-studied model systems, M. musculus, D. melanogaster and C. elegans.

Keywords: X chromosomes, mechanisms


Maintenance of correct chromosome dosage is important for development and fitness in many species. Although X chromosome harbors many genes that are important for both sexes, males contain a single X and females contain two X chromosomes. To compensate for X chromosome dosage difference between sexes, different mechanisms have evolved to equalize X-linked transcript levels in males and females. Recent genomic research into the mechanisms of X chromosome dosage compensation in three model organisms, M. musculus (mouse), D. melanogaster (fly) and C. elegans (worm) suggest that although these animals use different strategies, there are considerable parallels in the molecular mechanisms that accomplish X chromosome dosage compensation. Below, first I discuss chromosome and gene dosage in general, and then review different mechanisms of dosage compensation while highlighting the similarities and differences between the molecular mechanisms that regulate X chromosome transcription in mouse, fly and worm.

Why chromosome dosage matters

'Dosage' of a chromosome (or a gene) refers to its genomic copy number. Polyploidies refer to an increase in the dosage of all chromosomes, and are well tolerated. Aneuploidies refer to a change in the dosage of one chromosome with respect to the rest of the genome, and are generally detrimental to the organism (reviewed in [1] and [2]). Partial aneuploidies, due to duplication or deletion of a chromosomal segment, can also be harmful. In some cases, changes in the copy number of a single gene cause problems (e.g. haploinsufficiency). Thus, maintenance of correct gene dosage at multiple scales (single genes to whole chromosomes) is important for an organism's fitness.

Effect of single gene dosage

In general, mRNA and protein levels are directly proportional to gene dosage, as observed in yeast [3, 4], arabidopsis [5], flies [6], mouse [7-9] and humans [10-12]. In fact, altering a gene's copy number is one mechanism of gene regulation. For example in bacteria, antibiotic treatment leads to amplification of genes that increase competence for acquisition of antibiotic resistance genes [13]. In yeast, amplification of genes that are important for nitrogen transport occurs under the selection of nitrogen starvation [14]. In multicellular organisms such as flies, gene amplification in specialized tissues is part of normal development (reviewed in [15]).

Deviations from normal gene dosage can negatively affect an organism's fitness. A classic example is the effect of increased beta-tubulin gene dosage on microtubule formation in yeast [16]. Correct dosage of the transcription factor Bicoid is important for proper body patterning and development in flies [17]. In humans, changes in individual gene dosage have been associated with many diseases (reviewed in [18, 19]). For instance, duplication of vasoactive intestinal peptide receptor gene VIPR2 is associated with schizophrenia [20]; increased copy number of beta-defensin antimicrobial peptides correlates with risk for psoriasis [21]; and copy number variation of the MIR17HG gene (a micro RNAi cluster) is implicated in developmental defects [22]. It is unknown what percentage of genes in a genome is actually sensitive to increased dosage.

In a diploid genome, decrease in the copy number of a gene can also have negative effects. Such genes are called “haploinsufficient” and require the presence of two wild type copies for full function. A systematic screen in yeast indicated that, under optimal culture conditions, ~3% of 6,000 yeast genes cause growth defect when present in single copy [23]. This is likely an underestimation, since many genes may be haploinsufficient in conditions that are not tested. Indeed, a study that assessed genome instability reported additional haploinsufficient genes [24]. Haploinsufficient genes are enriched in genome ontology categories relating to transcription and transcript processing, protein folding, protein transport, and ribosome biogenesis [23]. In humans, haploinsufficiency of tumor suppressors are linked to cancers (reviewed in [25]). Having a single copy of a tumor suppressor not only reduces the dosage of the tumor suppressor, but also predisposes the organism to recessive mutations [26]. For example, single copy of BRCA1 gene leads to reduced levels of BRCA1 protein which causes problems in DNA repair [27], and leads to increased susceptibility to mutations that can eliminate the remaining copy (reviewed in [28]).

Effect of multiple genes' dosage

Duplication or deletion of small chromosomal regions lead to copy number variations (CNVs), and change the dosage of single or multiple genes (Figure 1A). Some CNVs are associated with diseases, in particular neurological ones (reviewed in [29]). Duplication or deletion of larger chromosomal segments result in partial aneuploidies. Systematic analyses of partial aneuploidies in flies [30] and yeast [3] have shown a positive correlation between the size of the affected chromosomal segment and its influence. This result suggests that a change in copy number of multiple genes has a cumulative effect on the organism.

While CNVs and partial aneuploidies are fairly pervasive in a population, aneuploidies of whole chromosomes are often lethal in animals (reviewed in [2, 31]). In organisms that were studied, monosomy in a diploid organism (2n-1) is almost always lethal (reviewed in [32]). In D. melanogaster, monosomy of chromosome 4 is tolerated because this chromosome is small, heterochromatic, and contains few genes. In general, trisomy is better tolerated than monosomy. In humans, trisomy of 21 is viable and causes Down syndrome. Down syndrome phenotypes are thought to be caused by the cumulative effect of increased chromosome 21 gene dosage, however the entirety of the genes responsible for the phenotypes remain unclear (reviewed in [33], and [34]). Overall, the phenotype of partial and full aneuploidies and CNVs depend on the number and the types of genes that it contains.

In addition to causing problems based on the function of individual genes, in many species common stress pathways are activated as a general response to aneuploidy [3, 35]. In yeast, trisomy of several different chromosomes causes proteotoxic stress due to increased pressure on the protein degradation pathways to eliminate the extra proteins [11, 36]. The observation that aneuploidies trigger common response pathways may contribute to the difficulty of identifying those individual genes whose altered dosage can explain all Down syndrome phenotypes [37, 38].

While detrimental for development, aneuploidy is a hallmark of cancer cells (reviewed in [39]). There are several mechanisms by which cancer cells may tolerate aneuploidy (reviewed in [1]). Briefly, aneuploidy may not be detrimental to the proliferation of individual somatic cells compared to development of a whole organism. In addition, cancer cells often harbor decreased dosage of tumor suppressors genes (e.g. pRb and p53) and increased dosage of oncogenes (e.g. myc). Thus, gene dosage may act as a selection mechanism for those cancer cells with a growth advantage.

Monosomy of the X and the evolution of X chromosome dosage compensation

The X chromosome presents a natural case of aneuploidy in males. Males contain a single X chromosome and two copies of each autosome (XY, AA). In contrast, females contain a full set of chromosomes (XX, AA) (Figure 1B). In mammals, Y chromosome contains few genes, thus X chromosome is essentially monosomic in males. X is certainly monosomic in the case of C. elegans, where males do not contain any Y chromosome (XO). How is monosomy of the X tolerated in males?

This question should be considered in the context of X chromosome evolution. X and Y chromosomes evolved from a pair of autosomes by a series of events that linked a sex determination locus to one sex by suppressing recombination between the two homologs (Figure 2A) (reviewed in [40, 41]). Lack of recombination is thought to result in Y chromosome degeneration, leaving most genes on the X chromosome in single copy in males. Susumu Ohno hypothesized that potential haploinsufficiencies unveiled by male monosomy were counteracted by increased expression from the single X chromosome (Figure 3).

In D. melanogaster, transcription from the X chromosome in XY males is upregulated approximately two-fold, solving the potential haploinsufficiency of X-linked genes in males (Figure 3). In case of D. melanogaster, X-upregulation is male-specific and is accomplished by a well-defined dosage compensation complex. In mammals and C. elegans, it was hypothesized that upregulation of X-linked genes was not male-specific and, instead occurred in both sexes. This solved the problem of X monosomy in males, but increased X expression in females above autosomal levels. To compensate for this, female-specific dosage compensation mechanisms have evolved (Figure 3). In mammals, female-specific dosage compensation transcriptionally silences one of the X chromosomes (X inactivation). In worms, hermaphrodite-specific dosage compensation represses both X chromosomes in XX hermaphrodites by two-fold.

 Figure 1 

Genomic changes that lead to dosage differences. A) Duplication or deletion of different sizes of chromosomal segments are depicted. B) In a diploid species with X chromosomes, males contain a single X chromosome compared to two copies of each autosome. In species where Y chromosome does not contain many X-linked gene alleles (e.g. human), or in species where Y chromosome is nonexistent (e.g. C. elegans), X is monosomic in males.

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 Figure 2 

Evolution of the X chromosomes, and Ohno's hypothesis. A) It is hypothesized that the sex chromosomes evolved by formation of a sex locus on the Y chromosome followed by suppressed recombination around this locus. With time, Y chromosome slowly degenerated. B) Upper panel: Ohno hypothesized that due to Y chromosome degeneration, the remaining alleles on the X chromosome became potentially haploinsufficient. To compensate for this, the alleles on the X chromosome were transcriptionally upregulated. Lower panel: It was also hypothesized that the upregulation of X alleles were not limited to males, and also occurred in females. This caused a potential overtranscription of the X-linked genes in females, therefore female-specific downregulation occurred. C) To test if X-upregulation occurred, one should compare ancestral (autosomal) and present level of X-linked gene expression. Since this is not possible, assuming that the function and expression of 1:1 orthologs are conserved, one can compare expression of 1:1 orthologs that are differentially located on X or autosomes. Recent studies on Ohno's hypothesis suggest that X-uprgeulation is only one of the several mechanisms of dealing with potential X haploinsufficieny, and not all genes were upregulated (see text).

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 Figure 3 

X chromosome dosage compensation strategies in mammals, flies and worms. In flies, a male-specific dosage compensation complex increases X chromosome transcription in males, compensating both for potential monosomy of the X with respect to autosomes, and for X chromosome dosage difference between XY males and XX females. In mammals and in worms, X was hypothesized to be upregulated in males to counteract potential X monosomy in XO males. In females, upregulation of the X was counteracted by female-specific dosage compensation mechanisms. In mammals, X inactivation silences one of the X chromosomes in XX females to equalize X dosage between XY males and XX females. In worms both X chromosomes are downregulated by a factor of two in hermaphrodites to equalize X chromosome dosage between XX hermaphrodites and XO males. Note that X-upregulation did not apply to all genes (see Ohno's hypothesis section in the text).

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Ohno's hypothesis has received renewed attention in the past few years (reviewed in [42]). Evidence for X upregulation in mouse and C. elegans initially came from the observation that in males, the average level of transcripts from the single X chromosome and the two-copy autosomes are similar [43]. In addition, X transcript levels increase to above autosomal levels in the absence of female-specific dosage compensation in mouse [44] and C. elegans [45]. Also in support of X-upregulation in mice, the single X chromosome in males and the active X chromosome in females have higher RNA Pol II recruitment to promoters compared to autosomes [46, 47]. Comparison of overall transcription from the X and autosomes is problematic, because X chromosome and autosomal gene content differs (reviewed in [48, 49]). Therefore, to test Ohno's hypothesis, ideally one should compare expression levels of the ancestral and current X-linked genes. Since this is not possible, expression of an X-linked gene in one species may be compared to a one-to-one ortholog that resides on an autosome in another species (Figure 2C). Using this approach, a recent study found that the X chromosome is largely not upregulated in mice and humans [50]. A similar conclusion was reached for the C. elegans X chromosome [51].

How can we reconcile different lines of evidence for support and refusal of Ohno's hypothesis? It appears that X-upregulation did not happen across all the genes on the X chromosome. In mammals, dosage sensitive genes, such as those that belong to multi-subunit protein complexes were upregulated compared to dosage insensitive genes [52]. This suggests that a subset of X-linked genes is upregulated. In humans, an alternative way to deal with decreased dosage of an X-linked gene may have involved downregulation of autosomal genes that are within the same protein-protein interaction network [50]. In C. elegans, orhologs of yeast haploinsufficient genes are depleted from the X chromosome [51], suggesting that another way to solve potential haploinsufficiency is to move a dosage sensitive gene to an autosome. Therefore, Ohno's hypothesis of X-upregulation is one of many different mechanisms that counteracted the potential haploinsufficiency of individual X-linked genes in males.

Mechanisms of sex-specific X chromosome dosage compensation

The molecular mechanisms of X chromosome dosage compensation are studied mostly in the model organisms C. elegans, D. melanogaster, and Mus musculus. Although the problem of X chromosome dosage is the same in each of the three model organisms, molecular mechanisms of dosage compensation are different (Figure 3). In mammals, X inactivation machinery transcriptionally silences one of the X chromosomes in XX females. In flies, the male specific lethal (MSL) complex increases transcription from the single X chromosome by two-fold in XY males. In worms, the dosage compensation complex (DCC) halves transcription from both X chromosomes in XX hermaphrodites.

In recent years, research on the molecular mechanisms of the three dosage compensation systems revealed significant parallels in how dosage compensation machineries target the X chromosome, how they spread in cis, and how they regulate chromatin structure and transcription. Insights into these chromosome-wide processes were afforded by the genomic techniques that measure expression, binding and chromatin structure across the X chromosome. Below, I will discuss the three common themes in X chromosome dosage compensation: recruitment, spreading and regulation of chromatin structure.

Common themes: Recruitment of the dosage compensation machinery to the X chromosome

Initiation of X inactivation in mammals

X inactivation is mostly studied in placental mammals including mouse and human. Of the other two mammalian lineages, monotremes (e.g. platypus) do not have extensive X inactivation [50, 53, 54], and marsupials (e.g. kangaroo) show paternally imprinted X inactivation [50, 55-60]. In mice and humans, the mechanisms of X inactivation are generally conserved with a few notable differences. In mice, the paternal X chromosome is inactivated in the early embryo, and remains inactivated for the rest of embryogenesis in extraembryonic tissues such as the placenta [61-63]. In the inner cell mass of the mouse blastocyst, which includes cells that give rise to the embryo proper, the paternal X chromosome is reactivated and then either maternal or paternal X chromosome is randomly chosen for inactivation (random X inactivation) [64, 65]. In humans, paternal and maternal X chromosomes are both active until random X inactivation occurs in late blastocyst stage ([66], reviewed in [67]).

In mammals, random X inactivation targets one of the two X chromosomes. This is accomplished by the mono allelic transcription of a long non-coding RNA named Xist (X-inactive specific transcript) (reviewed in [68]). Xist is transcribed from a ~500 kb locus on the X chromosome, called the X inactivation center (Xic) (Figure 4A). Regulatory steps that lead to mono allelic transcription of Xist include other noncoding RNAs from Xic (reviewed in [69, 70]). Sex-specificity and randomness of Xist transcription are thought to be mediated by communication between the two Xic loci on the two homologs [71-73]. Deletion of the Xist locus eliminates X inactivation [74, 75], and insertion of the Xist locus to an autosomal site leads to ectopic silencing in cis [76-78]. Thus Xist is both necessary and sufficient for initiation of X inactivation.

Recruitment of the MSL complex to the X chromosome in D. melanogaster

In D. melanogaster, the Male Specific Lethal (MSL) complex specifically binds to and upregulates transcription from the X chromosome in XY males (reviewed in [79, 80]). Sex-specificity of the MSL complex is provided by the MSL2 protein, which is expressed only in male embryos [81]. MLS2 binds to and stabilizes MSL1, and form a complex with MSL3, MLE RNA helicase (maleless), MOF histone acetyltransferase (males absent on the first), and one of two non-coding RNAs called roX1 and roX2 (RNA on the X) [82-85]. Ectopic insertion of roX RNA on autosomes recruits the MSL complex in cis to autosome, and in trans to the X chromosome [86-88].

Chromatin immunoprecipitation coupled with microarray analysis (ChIP-chip) and high-throughput sequencing (ChIP-seq) of MSL subunits found ~200 sites that direct initial recruitment of MSL to the X chromosome. These sites are called the chromatin entry sites (CES) or high affinity sites (HAS) (Figure 4A) (reviewed in [89]). The sequence of roX RNAs is not complementary to CES sequences on the X. Therefore, rather than specifying recruitment by a RNA-DNA hybridization event, the function of roX RNAs is likely structural [90-92]. In agreement with this, while the absence of both roX RNAs abolishes MSL localization to the X chromosome [93], overexpression of MSL1 and MSL2 can partially overcome the necessity for roX RNAs [94]. CESs contain a GA rich DNA sequence motif, named the MSL recognition element (MRE) (Figure 4B) [95-97]. Insertion of ~1 kb DNA fragments containing wild type MRE motif into an autosome leads to ectopic recruitment of the MSL complex [95]. A recently identified zinc finger protein, CLAMP binds to MRE, and is required for recruitment of MSL complex to the X chromosome [98].

Recently, comparative analysis of MSL binding in different Drosophila species provided additional insights into the mechanisms of recruitment. In several Drosophila species, multiple chromosomal translocations have formed neo-X and neo-autosomal regions [99, 100]. Analysis of MSL binding sites in Drosophila miranda suggests that while majority of newly formed CESs on the neo-X chromosome are due to mutations, about a third are formed by a mutant copy of a transposon carrying a MRE-like motif [101]. This study illustrates how transposons could provide a mechanism for coordinated recruitment of a chromatin-modifying complex to a large chromosomal domain.

Recruitment of the Dosage Compensation Complex to the X chromosome in C. elegans

In C. elegans, the Dosage Compensation Complex (DCC) binds to and represses both X chromosomes in XX hermaphrodites by an average of two-fold (Figure 4A) (reviewed in [102, 103]). At the core of the DCC is a specialized condensin complex. Condensins are evolutionarily conserved five-subunit protein complexes that are essential for proper chromosome condensation and segregation (reviewed in [104]). In metazoans, two types of condensin complexes (named I and II) share two Structural Maintenance of Chromosomes (SMC) protein subunits, and a set of three different non-SMC subunits [105]. The condensin core of the DCC shares four out of five subunits with condensin I, but includes an SMC variant called DPY-27 [106].

DPY-27 interacts with at least five other non-condensin proteins including SDC-1, SDC-2, SDC-3, DPY-30 and DPY-21 (Figure 4B) [107-112]. Sex-specificity of the DCC is provided by SDC-2 protein, which is expressed only in XX hermaphrodites during early embryogenesis [113]. SDC-2, SDC-3 and DPY-30 are required for the recruitment of the condensin portion of the DCC to the X chromosome [112].

C. elegans DCC first binds to a number of recruitment sites on the X (rex), and then spreads onto the X chromosome [102, 106]. There are approximately 100 predicted rex sites along the length of the 17.5 Mb X-chromosome. Initially, rex sites were identified by assaying the ability of DNA fragments, in the form of multi-copy extrachromosomal arrays to recruit the DCC [114]. ChIP-chip analysis of DCC identified additional recruitment sites, and defined a 10 bp DNA sequence motif that is enriched at the rex sites (Figure 4B) [115]. This motif was later extended to 12-bp and named the motif enriched on the X (MEX) [116, 117]. Although a 35 bp DNA fragment containing the motif as shown to recruit the DCC on extrachromosomal arrays [118], it is still unknown if the same fragment could recruit as a single copy insertion on an autosome. Nevertheless, the extrachromosomal recruitment assays show that MEX is important, because mutation of the motif resulted in loss of DCC recruitment [117, 118]. It is not known if any of the DCC subunits bind directly to MEX. Therefore, it remains unclear which proteins specify X-recruitment of the DCC via interaction with the MEX motif.

Parallels in specification of X-recruitment in C. elegans and D. melanogaster

DCC and MSL recruitment to the X chromosome show many parallels. The D. melanogaster MRE and C. elegans MEX motifs are not specific to the X chromosome and are only slightly enriched on their respective X chromosomes. D. melanogaster MRE is enriched on the X ~2-4-fold [95]. The C. elegans MEX is also ~2-4 fold enriched and slightly more clustered on the X chromosome (Figure 4C) [115, 117]. Presence of many unbound motifs on the autosomes in both species suggests that although critical, DNA sequence motifs cannot fully explain the X specificity of dosage compensation complex recruitment.

Specification of binding sites is a general biological problem common to all Transcription Factors (TFs). Many genome-wide binding studies show that TFs occupy only a small fraction of their potential targets. One contributor to specification of TF binding sites is the accessibility of the TF DNA sequence motifs to the respective TFs. TF binding motifs that are located at active promoters and enhancers that have lower nucleosome density are more likely to be bound [119-124]. In the case of D. melanogaster, it was shown that the MSL complex prefers more accessible binding sites for recruitment [125].

 Figure 4 

Recruitment of the dosage compensation complexes in mammals, flies and worms. A) In mouse, one of the homologs is inactivated (Xi) and the other remains active (Xa). X inactivation is initiated randomly by monoallelic expression of a long noncoding RNA named Xist from the X chromosome that is destined to be inactivated. Xist may interact and recruit multiple proteins to the X. In flies, male specific dosage compensation complex (MSL) is assembled with either of the two noncoding RNAs named roX1 and roX2 at their loci. MSL complex is recruited to the X chromosome at a number of chromatin entry sites (CES). In worms, the hermaphrodite specific dosage compensation complex (DCC) is initially recruited to the X chromosome at a number of recruitment sites on the X (rex). B) Left panel: The core of the worm DCC is a 5-subunit condensin complex that shares 4/5 subunits with the canonical condensin I. At least five additional proteins interact with the condensin core and have a role in dosage compensation. A 12-bp motif (MEX) is enriched at the DCC recruitment sites on the X, and is shown below. Right panel: Subunits of the MSL complex and the structural noncoding RNA (roX) is shown in grey. A DNA sequence motif called MRE is enriched under the MSL recruitment sites on the X chromosome. CLAMP is required for MSL recruitment to the X. C) Both MEX and MRE are enriched on their respective X chromosomes, but there are many motifs present on the autosomes that are not bound by the dosage compensation complexes.

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Although chromatin accessibility could play a role in the choice of binding motifs within the X chromosome, it cannot be a large factor in X-specification. Accessible recruitment motifs are present on both X and autosomes, but the dosage compensation complexes do not bind autosomes. Therefore, X-specific recruitment should involve other mechanisms that act to increase the usage of the motifs on the X. These mechanisms may involve cooperative recruitment by long-range interactions over long distance, or by increased concentration of the dosage compensation complexes on the X chromosome due to spreading, as discussed below.

Common themes: Dosage compensation complex spreading on the X chromosome

After X-specific recruitment, dosage compensation complexes spread in cis along the X chromosome. This recruitment-and-spreading type of mechanism may have evolved to regulate genes that translocate to the X chromosome. Spreading is also seen for many chromatin proteins involved in domain-wide gene regulation, such as HP1, Sir complex, and Polycomb complexes (reviewed in [126]).

Xist spreading on the X chromosome

After initiation of X chromosome inactivation, Xist and its associated proteins, including YY1 transcription factor [70] and the Polycomb Repressive Complex 2 (PRC2) [127] spread along the X (Figure 5A). Genomic techniques that mapped Xist localization at high resolution suggested that spreading occurs in two-steps: first to a smaller subset of Xist binding sites, and then to the remaining sites along the X (CHART-seq, [128], RAP-seq, [129]). The initial sites of spreading tend to be gene-rich regions and those that are physically close to the Xist locus. When Xist was inserted onto an autosome, autosomal spreading was not as high as on the X, suggesting that the X chromosome is more conducive to Xist spreading [130, 131]. High-resolution mapping of long-range chromosomal interactions showed that the inactivated X chromosome conforms into a Xist dependent three-dimensional structure [132]. This structure may be a factor in Xist spreading and/or maintenance of Xist binding (Figure 5B) [128, 129].

MSL spreading on the X chromosome in D. melanogaster

In flies, after initial recruitment to the CES sites, MSL spreads along the X (Figure 5A). Ectopic recruitment of MSL complex to an autosome lead to spreading [95], and an autosomal gene inserted onto the X chromosome recruited MSL [133], suggesting that MSL can spread onto autosomal genes. MSL spreads primarily to active gene bodies with a preferential binding at the 3' of transcribed regions (Figure 5C). MSL binding at active gene bodies is accomplished in part by the affinity of MSL3 to H3K36 trimethylated nucleosomes that are enriched at the 3' of transcribed regions [134, 135]. There may be two different modes of MSL binding, one at the recruitment sites and the other at the sites of spreading [136]. At the recruitment sites, MSL binds to DNA, and at gene bodies it binds to nucleosomes. The molecular mechanism by which MSL spreads from the recruitment sites to active gene bodies remains unclear.

DCC spreading on the X chromosome in C. elegans

In worms, after initial recruitment to rex sites, the DCC spreads along the X chromosome. Similar to MSL complex spreading in flies, DCC spreading is not X-sequence specific. DCC was shown to spread from the X chromosome into the autosomal region of an X;A fusion chromosome [116]. DCC spreads preferentially to transcriptionally active promoters and putative enhancers (Figure 5C) [115, 116, 137]. Low levels of DCC binding at active autosomal promoters was observed by ChIP-chip, suggesting that the DCC has some intrinsic affinity to active promoters regardless of the chromosome context [117]. This intrinsic affinity must be low, as ChIP-chip and ChIP-seq analyses with higher detergent concentration do not show significant autosomal binding [115, 116, 137]. Spreading may be a general feature of SMC containing protein complexes, as ectopic recruitment of yeast condensin lead to spreading to a nearby active promoter [138]. In yeast, it was suggested that the cohesin complex spreads by being pushed along the chromatin by RNA Polymerase II [139, 140]. The molecular mechanism by which the DCC and yeast condensin spread is unknown.

 Figure 5 

Spreading of the dosage compensation complexes in mammals, flies and worms. A) In mammals, Xist spreads initially to a number of loci, and then spreads along the rest of the X chromosome, binding at genes that are silenced. In flies, after recruitment to the CES sites, MSL complex spreads onto the X chromosome, preferentially accumulating towards the 3' end of transcribed regions of active genes. In worms, after recruitment to the rex sites, the DCC spreads onto the X chromosome, preferentially accumulating at a subset of active gene promoters and enhancers. B) In mammals, recent studies suggest that Xist spreading along the X chromosome may be aided by three-dimensional interactions between distant loci.

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C. elegans condensin II was found to bind chromosomes in a manner similar to the DCC, showing ChIP-seq enrichment at a subset of active promoters and enhancers [137]. This may be a conserved property of condensins because similar binding patterns were observed for condensins in yeast [138], chicken cells [141], fly tissue culture cells [142] ,and in mouse embryonic stem cells [143]. In vitro, condensins bind to both naked DNA and chromatin non-specifically [146, 147]. In vivo, condensin binding sites may be specified by specific recruitment and certain features of chromatin structure. Indeed, yeast condensin was shown to preferentially bind H2A and H2A.Z [144]. A role for H2A.Z in DCC binding was also proposed based the observation that DCC immunofluorescence signal diffused off of the X chromosome upon H2A.Z knockdown [145]. Not all DCC sites contain H2A.Z, thus specificity of binding to chromatin remains unclear.

Common themes: Transcriptional regulation by altering chromatin structure of the X chromosome

Dosage compensation complex spreading leads to changes in X chromosome chromatin structure and transcription. In mammals, Xist spreading initiates X inactivation process, which involves compaction of the inactivated X chromosome into a cytogenetically observable Barr body. In flies and worms, X chromosome dosage compensation complexes regulate chromatin structure more slightly to “fine-tune” transcription.

Regulation of mammalian X chromosome structure

The process of X inactivation starts with Xist spreading, followed by gradual accumulation of heterochromatin-associated marks on the X chromosome (Figure 6). These include H3K27me3, H3K9me3, H4K20me3, macroH2A, and DNA methylation (reviewed in [80, 148]). This heterochromatin state maintains X inactivation, since Xist was shown to be important for initiation of silencing but not maintenance [74, 76, 149, 150]. It is not clear how these heterochromatic histone modifications are targeted to the X chromosome. For H3K27me3, it is thought that PRC2 is recruited to the X by binding to the Xist RNA [127, 151]. Paradoxically, immunofluorescence analysis of PRC2 and Xist do not show strong co-localization [152]. In addition, the presence of PRC2 and H3K27me3 does not explain all X inactivation [153, 154]. Given that additional histone marks, DNA modifications, and proteins such as HBiX1 and SMCHD1 are enriched on the X [155], it is possible that collective action of multiple repression mechanisms are needed to inactivate the X chromosome.

X inactivation does not silence all genes. In mice, ~3% of alleles on the inactivated X chromosome show some level of transcription [156]. Escape from X inactivation is more pervasive in humans, and was estimated at ~15% [157]. The amount of escape per gene varies, as does the tissues in which escape occurs (reviewed in [158]). Proper expression of genes that escape X inactivation must be important in XX females because XO females with Turner syndrome show numerous deleterious phenotypes. In addition, increased expression of escaper genes might cause problems associated with Klinefelter syndrome (XXY) patients. It was proposed that genes escape X inactivation by being outside the Xist domain [159]. A recent study tested this hypothesis in mouse and showed that genes within the Xist domain can escape inactivation [160]. The presence of escaper genes within the Xist domain suggests that X inactivation might act on individual genes. In this case, enrichment of heterochromatin marks on the inactivated X chromosome may be a consequence of having many genes being silenced on the X.

Regulation of X chromosome structure by the MSL complex in D. melanogaster

MSL complex includes the MOF acetyltransferase, which catalyzes and increases the level of H4K16ac on the male X chromosome (Figure 6) [85, 161, 162]. MOF is present in both males and females, and has a general role in gene regulation genome-wide [163]. Within the MSL complex, MOF is targeted to transcriptionally active gene bodies and acetylates H4K16 [164-166]. Since H4K16ac is enriched in active gene bodies, it was hypothesized that H4K16ac may loosen nucleosome compaction [167, 168] and allow for more efficient transcriptional elongation [162].

 Figure 6 

The effect of the dosage compensation complex on the X chromosome chromatin structure. In all three cases, a number of histone modifications are increased and some modifications are decreased on the X chromosome. While X inactivation silences most of X-linked genes, in C. elegans and D. melanogaster, transcription from the X chromosome is regulated by an average of two-fold.

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Genome-wide analysis of engaged RNA Pol II levels by global run-on assay (GRO-seq) [169], ChIP-seq analysis of initiating and elongating forms of RNA Pol II [170], and analysis of 5' short RNA levels (5' CAP-seq, nascent-seq) [171] support the hypothesis that MSL increases transcriptional elongation. Also supporting this hypothesis is the observation that an elongation factor mutation reduces MSL-dependent upregulation of a dosage compensation reporter gene [172]. Current models of increased elongation by MSL include faster clearing of nucleosomes due to H4K16ac (reviewed in [80]) and/or reduction in negative DNA supercoiling [174-176]. One ChIP-seq study suggested that the MSL complex mediates ~1.2 fold increase in RNA Pol II recruitment to X-chromosome gene promoters in males [173]. A recent study that collectively analyzed various genome-wide data suggested that the MSL complex mediates more efficient release of paused RNA Pol II in addition to increasing transcriptional elongation on the male X chromosome [171].

MSL complex may also affect higher order chromosome structure, since MSL recruitment sites are closer to each other within the nucleus in males compared to females [177]. Although a previous study suggested that nuclear pore proteins may be involved in regulation of higher order structure of the male X chromosome [178], another study reported that nuclear pore components do not affect X chromosome structure as measured by the distance between MSL recruitment sites [177]. The function of MSL-mediated higher-order chromosome structure in fly dosage compensation remains unclear.

Regulation of X chromosome structure and transcription by C. elegans DCC

DCC regulates X chromosome structure, in particular by increasing H4K20me1 levels along the X [179, 180]. GRO-seq analysis upon DCC depletion indicate that the DCC reduces RNA Pol II levels at the X chromosome promoters [45]. It is not clear how H4K20me1 enrichment may reduce RNA Pol II recruitment to X-linked promoters. DCC mediated H4K20me1 enrichment on the X leads to H4K16ac depletion [181]. It was hypothesized that H4K20me1 and H4K16ac act antagonistically [182, 183], perhaps to regulate dynamics of RNA Pol II pausing [184]. However, this model of regulation does not fit the DCC, because there is no widespread RNA Pol II pausing in C. elegans, and transcriptional repression occurs at the level of Pol II recruitment to promoters [45].

H4K20me1 is highly dynamic with respect to cell cycle (Reviewed in [185]). Immunofluorescence and western blot analyses in mammalian tissue culture cells showed that H4K20me1 levels increase during G2 through M phase, and then reduces dramatically after mitosis [186-190]. In contrast, H4K16ac is low during mitosis presumably because acetylation decreases H4-H2 interaction that mediates chromosome compaction [191]. Notably, increased H4K20me1 on mitotic chromosomes coincides with condensin binding. It is possible that the DCC mediates a “mitosis-like” chromosome structure on the C. elegans X chromosomes. While X-linked promoters were shown to support higher nucleosome occupancy, this is not specific to hermaphrodites [192]. Unfortunately, compaction of the X chromosomes has not been measured and compared to autosomes and mitotic chromosomes. It is also unclear how a mitosis-like chromosome structure causes a reduction in promoter recruitment of RNA Pol II.

Fine-tuning transcription by the dosage compensation complexes in D. melanogaster and C. elegans

Unlike X inactivation that silences majority of genes, fly and worm dosage compensation “fine-tune” transcription. The MSL complex activates and the DCC represses transcription from the X chromosomes by an average of two-fold. Comparing those X-linked genes whose expression decreases upon MSL knockdown to those genes that are bound by the MSL complex indicated a slight correlation between MSL binding and MSL-mediated change in transcription [166]. Approximately half of genes that were differentially expressed upon MSL knockdown were actually bound by the MSL complex [163]. The overall transcriptional effect of MLS2 and MOF knockdown in S2 cells was found to be on average ~1.35 fold [6, 193]. However, transcriptional changes upon knockdown experiments should be examined carefully; since ~16% of all genes are on the X chromosome, and misregulating X expression could have considerable indirect effects.

In C. elegans, expression analysis in hypomorphic mutants and upon RNAi depletion of sdc-2 and dpy-27 indicated a lack of correlation between DCC binding and DCC-mediated transcriptional repression [117]. The DCC binds to ~75% of expressed genes on the X chromosome [115, 116, 137]. Only half of the DCC bound genes are misregulated upon DCC knockdown, and half of misregulated genes are bound by the DCC. Although there was an average of two-fold upregulation across the X chromosome upon DCC depletion, the range of regulation was 1.5 up to 10 fold [117]. Since the X chromosome contains ~15% of all coding genes, secondary effects are likely to be confounding.

Unlike the MSL complex in flies, the DCC knockdown in worms caused widespread effects on autosomal transcription [117]. With respect to absolute number, microarray experiments revealed that both SDC-2 and DPY-27 knockdown affected more autosomal genes compared to X-linked genes. In contrast, the effect of MSL1 knockdown was mostly restricted to the X chromosome [163]. In addition, while knockdown of MSL complex caused an approximately equal number of autosomal genes to increase or decrease in transcription [163], the effect of DCC was asymmetrical. Approximately 4 times more autosomal genes decreased in expression as opposed to increased [117]. The molecular mechanisms of such genome-wide effect by the DCC remain unclear (reviewed in [194]).

Dosage Compensation and Development

Mechanisms that link dosage compensation to sex determination

In flies and worms, dosage compensation mechanisms are established during embryogenesis and are tightly linked to sex determination (Figure 7A). In mice and humans, sex determination is governed by the SRY (sex-determining region Y) gene on the Y chromosome (reviewed in [195]). Expression of SRY leads to male development, while the absence of SRY leads to female development ([196, 197]). X inactivation may be uncoupled from sex determination in mammals, as expression of SRY in XX mice caused male development in the presence of X inactivation [198].

 Figure 7 

The link between dosage compensation and development. A) Dosage compensation is integrated into the transcriptional networks that are required for proper development. In worms and flies, sex determination pathways control sex-specific recruitment of the dosage compensation complexes to the X chromosome. B) Recent studies suggest that transcriptional pathways that promote multipotency repress X inactivation, which promotes differentiation.

J Genomics Image

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In contrast, dosage compensation depends on sex determination in C. elegans and D. melanogaster. In D. melanogaster, sex is determined by the sex lethal gene (Sxl) (reviewed in [199]). Sxl is transcribed in males, but contains a terminator in one exon. In females, this exon is spliced out, allowing for translation of a functional protein, SXL, which acts to repress MSL2 [200-203]. In males, the absence of SXL allows MSL2 expression, and thereby triggers dosage compensation [81]. Therefore, in D. melanogaster, sex determination pathway limits X chromosome dosage compensation to males.

In C. elegans, sex is determined by xol-1, a gene that promotes male development [204, 205]. A number of X-linked and autosomal genes [206-208] battle over xol-1 expression ([209, 210]). In males, XOL-1 represses sdc-2, which is required for both hermaphrodite development and recruitment of the DCC to the X chromosomes [205]. In the absence of SDC-2 in males, DCC does not bind and repress the X chromosome [113]. Therefore, in C. elegans the sex determination pathway limits dosage compensation to hermaphrodites.

Role of Dosage Compensation in Development

In C. elegans, D. melanogaster, mice, and humans, failure to dosage compensate is lethal during development. In mice, lack of X inactivation results in continual deterioration of the embryo and death around 10 days post coitum [211]. Dosage compensation mechanisms are also essential in D. melanogaster and C. elegans development ([211, 212]). In C. elegans, dosage compensation mutant hermaphrodites die late in embryogenesis or as early larvae [213-215]. It is still unknown if there are specific developmental processes that are significantly affected by a lack of dosage compensation.

Recent studies in mammals and C. elegans suggest that dosage compensation mechanisms are linked to differentiation (Figure 7B). In C. elegans, prolonged developmental plasticity due to mes-2 (PRC2) mutation caused a delay in DCC localization to the X chromosome because of a delay in SDC-2 expression [216]. In mammals, several genes important for maintenance of stem cell state repress Xist expression (reviewed in [217, 218]). In return, X inactivation causes repression of genes required for totipotency [219]. How X chromosome dosage compensation affects genome-wide transcriptional networks that regulate development and differentiation in the two sexes, remains an open question.

Conclusion and Perspective

Maintaining proper chromosome dosage is important for an organism's fitness. In many animals, evolution of the sex chromosomes resulted in males and females to have different X chromosome dosage. In response to this, X chromosome dosage compensation mechanisms have evolved. Amongst the three well-studied model systems (flies, worms and mammals), dosage compensation strategies are largely different. However, the molecular mechanisms of dosage compensation complexes do share many common characteristics that include specific recruitment to the X chromosome, cis-spreading along the X, and regulation of chromatin structure and transcription. It appears that in different organisms, different dosage compensation strategies coopted existing mechanisms of gene regulation to the X chromosome. Therefore, the mechanistic insights from dosage compensation studies will continue to contribute to our understanding of general mechanisms of transcription regulation.

In addition to mechanistic insights into gene regulation, dosage compensation studies are important because, X chromosome dosage compensation is an integral part of the transcriptional regulatory networks that ensure proper development and differentiation in many species. Yet, numerous questions remain about the evolution and function of X chromosome dosage compensation. For example, does dosage compensation have a role in sexual dimorphism? How does dosage compensation contribute to diversity of gene expression between individuals? What role does dosage compensation mechanisms play in evolution? Future research on X chromosome dosage compensation mechanisms in model and non-model organisms will help answer these important questions.


I thank Ercan lab members for valuable discussions and comments, and Sarah Albritton for her input on the manuscript. MRE motif logo was kindly provided by Marcela Soruco and Erica Larschan.

Competing Interests

The author has declared that no competing interest exists.


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Author contact

Corresponding address Corresponding author: Sevinç Ercan, email: se71edu, phone: 212-992-9518.

Published 2015-1-1